Wednesday, August 8, 2018

Massachusetts regulator criticizes proposed U.S. brokerage rule

A Democratic state regulator from Massachusetts on Tuesday blasted a proposed rule by U.S. financial regulators, saying it does not go far enough to protect investors from brokers who may have a conflict of interest and that if passed, the state would adopt its own rules to raise standards for brokers.


from Reuters: Politics https://ift.tt/2M2LSqz

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